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Proc-Type: 2001,MIC-CLEAR
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ARENA PHARMACEUTICALS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
04004 71 02
(CUSIP Number)
December 31, 2000
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP No. 040047102 |
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Page 2 of 5 Pages |
1 |
NAME OF REPORTING PERSONS TRIPOS, INC. 43-1454986
|
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] |
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3 |
SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION UTAH |
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NUMBER OF |
5 |
SOLE VOTING POWER 2,015,840 |
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SHARES BENEFICIALLY OWNED BY |
6 |
SHARED VOTING POWER |
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EACH REPORTING PERSON |
7 |
SOLE DISPOSITIVE POWER 2,015,840 |
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WITH |
8 |
SHARED DISPOSITIVE POWER |
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,015,840 |
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.4% |
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12 |
TYPE OF REPORTING PERSON* CO |
This Amendment No. 1 amends the initial Schedule 13G filed on July 28, 2000 by Tripos, Inc. relating to the Common Stock, par value $0.0001 per share, of Arena Pharmaceuticals, Inc.
Item 1.
(a) Name of Issuer:
Arena Pharmaceuticals, Inc.
(b) Address of Issuer's Principal Executive Offices:
6166 Nancy Ridge Drive
San Diego, CA 92121
Item 2.
(a) Name of Person Filing:
Tripos, Inc.
(b) Address of Principal Business Office or, if none, Residence:
1699 South Hanley Road
St. Louis, MO 63144
(c) Citizenship:
Tripos, Inc. is organized under the laws of the State of Utah and has its principal place of business in St. Louis, Missouri.
(d) Title of Class of Securities:
Common Stock, par value $.0001 per share
(e) CUSIP Number:
04004 71 02
Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with 240.13d- 1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Item 4 is hereby amended and restated in its entirety as follows:
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
As of December 31, 2000:
(a) Amount beneficially owned: 2,015,840.
(b) Percent of class: 9.4%.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 2,015,840.
(ii) Shared power to vote or to direct the vote None.
(iii) Sole power to dispose or to direct the disposition of 2,015,840.
(iv) Shared power to dispose or to direct the disposition of None.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 9, 2001
Tripos, Inc.
By: /s/ Colleen A. Martin
Vice President - Finance
Chief Financial Officer